Recordkeeping

Accurate. Compliant. Dependable.

Effective 401(k) recordkeeping is essential for the smooth operation of a well-managed retirement plan. Our administrative professionals take a thorough approach to managing plan data, helping to ensure accuracy in your transactions. From capturing payroll contributions and executing trades to handling participant exchanges and account transfers, we provide the reliable back-office support you need to maintain compliance and plan integrity.

We recognize the busy schedules of both you and your participants, which is why we offer an easy, streamlined online enrollment process. This user-friendly platform walks participants through each step of enrollment. If they have questions about investment allocations, they can directly connect with one of our financial advisors for personalized guidance. Concerned that your participants may need paper enrollment forms? Don’t worry – we offer paper enrollment forms upon request (additional fees apply).

Our technology platform is designed to give you and your participants full control over your 401(k) plan. From taking distributions and loans (if allowed by the plan) to requesting hardship withdrawals and reviewing account statements, our platform streamlines the process for easy, on-demand access.

We understand that your participants may have questions about their 401(k) plan. Our dedicated team is available to address any inquiries they may have, ensuring you can concentrate on your business while we provide the necessary support.